Draft an AFSL or ACL application narrative against ASIC RG 105
Key facts
- Human involvement
- YellowClose supervision
- How AI is used
- Draft an organisational-competency narrative and responsible-manager table from the CVs and org chart, mapped to RG 105 and the authorisations sought.
- What the lawyer must review
- Apply RG 105 (June 2022) for competency and RG 1 (revised 16 June 2025) for process
- Do not use RG 2 or RG 3; they were withdrawn
- Lodge on the ASIC Regulatory Portal with structured answers
- Match RM claims to People Proofs and authorisations to each service
- Written for / version
- Commonwealth versionCthNZ
Rules that apply
The document starts from the task name. Change it if this piece of work is different.
Who does what
| Role | What they do |
|---|---|
| Assistance | Potential support includes preparing preliminary structure or wording. Confirm the tool’s capability and permitted scope. |
| Lawyer | Set the scope, supervise the work closely, verify every part relied on, resolve omissions and exceptions, and approve the exact output. |
Checklist
- Check the current court or regulator requirements, prescribed form and attachments for the intended document and filing.
- Verify the applicable jurisdiction and the version of each relevant law, rule or instrument in force at the material time.
- Confirm the output against the client’s instructions and the complete relevant source material, including omissions or contradictions.
- Resolve exceptions and record the responsible lawyer’s approval of the exact output and intended use.