Build a production log for an ASIC s 19 examination or s 30 notice
Key facts
- Human involvement
- RedLawyer-led
- How AI is used
- From the ASIC notice and the document set, list potentially responsive items, privilege candidates and a chronology for s 19 examination prep.
- What the lawyer must review
- Review every document produced, every representation to ASIC and any undertaking yourself
- Remember false statements are offences (s 1308 Corporations Act)
- Use AI for sorting only, checked on a random sample
- Confirm each privilege claim yourself
- Written for / version
- Commonwealth versionCth
Rules that apply
The document starts from the task name. Change it if this piece of work is different.
Who does what
| Role | What they do |
|---|---|
| Assistance | Supporting preparation only. Potential support includes summarising source material. Confirm the tool’s capability and permitted scope. Substantive advice, judgement and any restricted content remain with the responsible human. |
| Lawyer | Perform the substantive analysis and decisions. Independently check any permitted supporting work and approve the exact output for its intended use. |
Checklist
- Confirm that the actual tool, feature and processing terms permit use of this information, including access, retention, training and disclosure conditions.
- Confirm the output against the client’s instructions and the complete relevant source material, including omissions or contradictions.
- Resolve exceptions and record the responsible lawyer’s approval of the exact output and intended use.