Apply competence and confidentiality rules in a franchise dispute
Key facts
- Human involvement
- YellowClose supervision
- How AI is used
- List the dispute-resolution clause at Item 17 row u, whether the file contains an arbitration or mediation clause, and which prompts would include client facts. Write no filing and no settlement paper.
- What the lawyer must review
- Formal Opinion 512, Model Rule 1.1, and Model Rule 1.6 govern a lawyer's use of a generative tool. Item 17 row u of 16 C.F.R. section 436.5 is the disclosure of dispute resolution by arbitration or mediation. The tool extracts that row. The lawyer decides what may be put into a tool and what may be filed. A filing is written by the lawyer.
- Written for / version
- United States versionUS
Who does what
| Role | What they do |
|---|---|
| Assistance | Potential support includes preparing preliminary structure or wording. Confirm the tool’s capability and permitted scope. |
| Lawyer | Set the scope, supervise the work closely, verify every part relied on, resolve omissions and exceptions, and approve the exact output. |
Checklist
- Check the current court or regulator requirements, prescribed form and attachments for the intended document and filing.
- Confirm that the actual tool, feature and processing terms permit use of this information, including access, retention, training and disclosure conditions.
- Confirm the output against the client’s instructions and the complete relevant source material, including omissions or contradictions.
- Resolve exceptions and record the responsible lawyer’s approval of the exact output and intended use.
Related tasks
Draft or review a franchise disclosure document against the prescribed headingsCheck the franchisor's disclosure and any registration the jurisdiction requiresDraft or review a franchise agreement from the disclosure and the term sheetBuild a franchisee due-diligence issues list from the disclosure pack