---
title: "Review a sample of advice files against the best-interests steps"
url: "https://ailawframework.com/practice/financial-services-regulation/review-a-sample-of-advice-files-against-the-best-interests-steps"
type: "task"
site: "AI Law Framework"
id: "A28-T1-R4"
practice_area: "Financial Services Regulation (AFSL/ASIC/credit)"
tier: "yellow"
lawyer_review: "required"
last_reviewed: "2026-09-23"
---

# Review a sample of advice files against the best-interests steps

> Check a sample of statements of advice against the best-interests steps the lawyer has listed and produce a gap report with file references.

Canonical page: https://ailawframework.com/practice/financial-services-regulation/review-a-sample-of-advice-files-against-the-best-interests-steps  
Last reviewed: 2026-09-23

Site index for agents: https://ailawframework.com/llms.txt

## Key facts

| Fact | Value |
| --- | --- |
| Practice area | [Financial Services Regulation (AFSL/ASIC/credit)](https://ailawframework.com/practice/financial-services-regulation.md) |
| Human involvement | Yellow: Lawyer and AI draft together |
| How AI is used | Check a sample of statements of advice against the best-interests steps the lawyer has listed and produce a gap report with file references. |
| What the lawyer must review | Confirm the sample is representative Check for oral advice that was never recorded; the tool cannot see it |
| Written for / versions | 1 jurisdiction versions below |

## Checking plan

**Lawyer review required**

- What the AI does: Check a sample of statements of advice against the best-interests steps the lawyer has listed and produce a gap report with file references.

## Jurisdiction versions

| Jurisdiction | Level |
| --- | --- |
| [Commonwealth](https://ailawframework.com/practice/financial-services-regulation/review-a-sample-of-advice-files-against-the-best-interests-steps/commonwealth.md) | Yellow |

*Practice guidance for planning and review. Confirm current primary sources and the requirements of the actual matter. This is general information, not legal advice.*