---
title: "Draft an AI risk register for a fund manager"
url: "https://ailawframework.com/practice/financial-services-regulation/draft-an-ai-risk-register-for-a-fund-manager"
type: "task"
site: "AI Law Framework"
id: "A28-B8-3"
practice_area: "Financial Services Regulation (AFSL/ASIC/credit)"
tier: "green"
lawyer_review: "required"
jurisdictions: ["AU"]
last_reviewed: "2026-10-22"
---

# Draft an AI risk register for a fund manager

> List AI uses, risks and controls.

Canonical page: https://ailawframework.com/practice/financial-services-regulation/draft-an-ai-risk-register-for-a-fund-manager  
Last reviewed: 2026-10-22

Site index for agents: https://ailawframework.com/llms.txt

## Key facts

| Fact | Value |
| --- | --- |
| Practice area | [Financial Services Regulation (AFSL/ASIC/credit)](https://ailawframework.com/practice/financial-services-regulation.md) |
| Human involvement | Green: AI drafts, lawyer checks |
| How AI is used | List AI uses, risks and controls. |
| What the lawyer must review | Compliance approves. |
| Written for / versions | 1 jurisdiction versions below |

## Checking plan

**Lawyer review required**

Draft an AI risk register for a fund manager

- What the AI does: List AI uses, risks and controls.
- What the lawyer does: Compliance approves.
- Basis: Area-specific AU source in links
- Written for: AU
- Source basis: Area-specific AU source in links

## Sources

- [ASIC REP 798: AI governance](https://download.asic.gov.au/media/mtllqjo0/rep-798-published-29-october-2024.pdf) (checked 2026-10-10)

## Jurisdiction versions

| Jurisdiction | Level |
| --- | --- |
| [United States](https://ailawframework.com/practice/financial-services-regulation/draft-an-ai-risk-register-for-a-fund-manager/united-states.md) | Yellow |

*Practice guidance for planning and review. Confirm current primary sources and the requirements of the actual matter. This is general information, not legal advice.*