---
title: "Count the time to give the quarterly activity report and Appendix 4C"
url: "https://ailawframework.com/practice/capital-markets-and-securities-ecm-dcm-and-disclosure/count-the-time-to-give-the-quarterly-activity-report-and-appendix-4c"
type: "task"
site: "AI Law Framework"
id: "A4-MO20261022-15"
practice_area: "Capital Markets & Securities — ECM/DCM and Disclosure"
tier: "yellow"
lawyer_review: "required"
last_reviewed: "2026-10-22"
---

# Count the time to give the quarterly activity report and Appendix 4C

> From the quarter end and the basis on which the entity was admitted or later asked, calculate one month after the end of the quarter and list whether an activity report goes at the same time.…

Canonical page: https://ailawframework.com/practice/capital-markets-and-securities-ecm-dcm-and-disclosure/count-the-time-to-give-the-quarterly-activity-report-and-appendix-4c  
Last reviewed: 2026-10-22

Site index for agents: https://ailawframework.com/llms.txt

## Key facts

| Fact | Value |
| --- | --- |
| Practice area | [Capital Markets & Securities — ECM/DCM and Disclosure](https://ailawframework.com/practice/capital-markets-and-securities-ecm-dcm-and-disclosure.md) |
| Human involvement | Yellow: Lawyer and AI draft together |
| How AI is used | From the quarter end and the basis on which the entity was admitted or later asked, calculate one month after the end of the quarter and list whether an activity report goes at the same time. Do not write the activity report. |
| What the lawyer must review | The lawyer decides whether rule 4.7B applies, reads the definitions the rule uses, and authorises the appendix and the activity report. |
| Written for / versions | 1 jurisdiction versions below |

## Checking plan

**Source-by-source verification**

Count one month from the quarter end, and send the activity report with the appendix.

- What the AI does: From the quarter end and the basis on which the entity was admitted or later asked, calculate one month after the end of the quarter and list whether an activity report goes at the same time. Do not write the activity report.
- What the lawyer does: The lawyer decides whether rule 4.7B applies, reads the definitions the rule uses, and authorises the appendix and the activity report.
- Who reviews: Responsible lawyer with competence in the matter
- Basis: Practical workflow informed by the linked primary sources; the traffic light and working checks are editorial guidance, not a court classification.
- Why: The level reflects what the work is, the consequence of an error, and how much of the output the lawyer must independently re-derive.

## Checks the lawyer makes

1. Rule 4.7B applies only to the entities it describes, or where the market operator has asked. The definitions and rules 1.3.2(b) and 11.1.3 were not opened.
2. The appendix goes immediately the information is available, and in any event within one month after the quarter ends.
3. The activity report is given at the same time, for release to the market.
4. Where rule 4.7B(a) or (b) applies, the duty runs for the first eight quarters, or longer if required. The lawyer writes the activity report.

## Notes

- These are suggested working checks. Confirm the required checking with the responsible lawyer before work starts; the checking approach does not establish permission to use AI.
- Appendix 4C's fields were not opened. The half-year results announcement is a separate task.

## Jurisdiction versions

| Jurisdiction | Level |
| --- | --- |
| [United States](https://ailawframework.com/practice/capital-markets-and-securities-ecm-dcm-and-disclosure/count-the-time-to-give-the-quarterly-activity-report-and-appendix-4c/united-states.md) | Yellow |

*Practice guidance for planning and review. Confirm current primary sources and the requirements of the actual matter. This is general information, not legal advice.*