---
title: "Map the lender's ASIC, APRA, AUSTRAC and NCCP Act obligations for this facility"
url: "https://ailawframework.com/practice/banking-and-finance/map-the-lender-s-licensing-and-conduct-obligations-for-this-facility/commonwealth"
type: "task_jurisdiction_version"
site: "AI Law Framework"
id: "A3-T1-R6-CTH"
practice_area: "Banking & Finance (Lending, Securities, Project Finance)"
tier: "red"
lawyer_review: "required"
jurisdictions: ["CTH"]
last_reviewed: "2026-09-23"
---

# Map the lender's ASIC, APRA, AUSTRAC and NCCP Act obligations for this facility

> From the facility and licences on file, list candidate AFS, NCCP responsible-lending, APRA CPS 230/FAR, AUSTRAC AML/CTF and ASIC disclosure obligations.

Canonical page: https://ailawframework.com/practice/banking-and-finance/map-the-lender-s-licensing-and-conduct-obligations-for-this-facility/commonwealth  
Last reviewed: 2026-09-23

Site index for agents: https://ailawframework.com/llms.txt

## Key facts

| Fact | Value |
| --- | --- |
| Practice area | [Banking & Finance (Lending, Securities, Project Finance)](https://ailawframework.com/practice/banking-and-finance.md) |
| Human involvement | Red: Lawyer writes; AI may check, clarify or collect data |
| How AI is used | From the facility and licences on file, list candidate AFS, NCCP responsible-lending, APRA CPS 230/FAR, AUSTRAC AML/CTF and ASIC disclosure obligations. |
| What the lawyer must review | Verify each obligation against current instruments Confirm the client's licence, structure and activities Check the APRA AI letter (30 April 2026) and CPS 230 (from 1 July 2025; old contracts by 1 July 2026) Check FAR: ADIs from 15 March 2024; insurers and super from 15 March 2025 Check AML/CTF Tranche 2: enrolment from 31 March 2026 (deadline 29 July 2026); compliance 1 July 2026 Check Group 1 climate reporting (years starting from 1 January 2025) |
| Written for | Commonwealth |
| Applies to | [Map the lender's licensing and conduct obligations for this facility](https://ailawframework.com/practice/banking-and-finance/map-the-lender-s-licensing-and-conduct-obligations-for-this-facility.md) |

## Checking plan

**Source-by-source verification**

Trace relied-on content to independent sources and check for relevant material the output has missed.

- What the AI does: Potential support includes summarising source material. Confirm the tool’s capability and permitted scope.
- What the lawyer does: Set the scope, verify the evidence, resolve exceptions and approve the final output for its intended use.
- Who reviews: Responsible lawyer with competence in the matter
- Basis: Suggested checking approach based on the task guidance. Complete the assessment for the actual tool, information and jurisdiction.
- Why: The plan reflects the described work and review requirements. Policy colours are not used to determine permission or checking.

## Checks the lawyer makes

1. Trace every relied-on figure to its source, confirm dates and assumptions, and independently recalculate totals or derived amounts.
2. Calculate operative dates independently from the current rule and actual triggering event. Check exceptions and record the verified deadline.
3. Review operative clauses in the complete document, including definitions, cross-references, schedules and inconsistencies with the instructions.
4. Verify the applicable jurisdiction and the version of each relevant law, rule or instrument in force at the material time.
5. Confirm the output against the client’s instructions and the complete relevant source material, including omissions or contradictions.
6. Resolve exceptions and record the responsible lawyer’s approval of the exact output and intended use.

## Notes

- Confirm the required checking with the responsible lawyer before work starts. The checking approach does not establish permission to use AI.

*Practice guidance for planning and review. Confirm current primary sources and the requirements of the actual matter. This is general information, not legal advice.*